-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UpLwbcO5NgTw1g/B3OgWZflAJZfkX7E4MONQmGgFt2cZVvPGAnf352bVvA8nHCK6 M6wKtv1UV7qwF5oWJqyOGw== /in/edgar/work/0001005150-00-001433/0001005150-00-001433.txt : 20001006 0001005150-00-001433.hdr.sgml : 20001006 ACCESSION NUMBER: 0001005150-00-001433 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20001005 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OFFSHORE LOGISTICS INC CENTRAL INDEX KEY: 0000073887 STANDARD INDUSTRIAL CLASSIFICATION: [4522 ] IRS NUMBER: 720679819 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-34191 FILM NUMBER: 735606 BUSINESS ADDRESS: STREET 1: 224 RUE DE JEAN STREET 2: PO BOX 5C CITY: LAFAYETTE STATE: LA ZIP: 70505 BUSINESS PHONE: 3182331221 MAIL ADDRESS: STREET 1: 224 RUE DE JEAN 70508 STREET 2: PO BOX 5C CITY: LAFAYETTE STATE: LA ZIP: 70505 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CALEDONIA INDUSTRIAL & SERVICES LTD CENTRAL INDEX KEY: 0001037764 STANDARD INDUSTRIAL CLASSIFICATION: [ ] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: CAYZER HOUSE STREET 2: 1 THOMAS MORE ST CITY: LONDON ENGLAND BUSINESS PHONE: 4401714814343 MAIL ADDRESS: STREET 1: CAYZER HOUSE STREET 2: 1 THOMAS MORE ST CITY: LONDON ENGLAND SC 13D/A 1 0001.txt SCHEDULE 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Offshore Logistics, Inc. ------------------------ (Name of Issuer) Common Stock ($.01 par value) ----------------------------- (Title of Class of Securities) 676255 10 2 ----------- (CUSIP Number) Mr. Graeme P. Denison, Caledonia Investments plc, Cayzer House, 1 Thomas More St., London England E1W 1YB (44-20-7481-4343) ----------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notice and Communications) March 31, 2000 -------------- (Date of Event which Requires Filing of Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. NOTE: Schedules filed in paper format shall include a signed original and five copies of the Schedule, including all exhibits. See ss. 240.13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1746 - -------------------------------------------------------------------------------- CUSIP NO. 676255 10 2 13D Page 2 of 14 Pages - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only) CALEDONIA INDUSTRIAL & SERVICES LIMITED - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) (b) - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) SOURCE OF FUNDS (See Instructions) NOT APPLICABLE - -------------------------------------------------------------------------------- 5) CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) - -------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION ENGLAND - -------------------------------------------------------------------------------- 7) SOLE VOTING POWER NUMBER OF SHARES - 0 - -------------------------------------------- 8) SHARED VOTING POWER BENEFICIALLY OWNED BY 1,752,754* -------------------------------------------- 9) SOLE DISPOSITIVE POWER EACH - 0 - -------------------------------------------- REPORTING 10) SHARED DISPOSITIVE POWER PERSON WITH 1,752,754* -------------------------------------------- - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,752,754* - -------------------------------------------------------------------------------- 12) CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) - -------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.3% - -------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON (See Instructions) CO - -------------------------------------------------------------------------------- * Includes 452,754 shares of Common Stock that the Reporting Person has a right to acquire upon conversion of $10,350,000 of Convertible Subordinated Notes due 2003 (the "Notes") of the Issuer at an assumed conversion price of $22.86 per share. - -------------------------------------------------------------------------------- CUSIP NO. 676255 10 2 13D Page 3 of 14 Pages - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only) CALEDONIA INVESTMENTS PLC - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) (b) - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) SOURCE OF FUNDS (See Instructions) NOT APPLICABLE - -------------------------------------------------------------------------------- 5) CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) - -------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION ENGLAND - -------------------------------------------------------------------------------- 7) SOLE VOTING POWER NUMBER OF SHARES - 0 - -------------------------------------------- 8) SHARED VOTING POWER BENEFICIALLY OWNED BY 1,752,754* -------------------------------------------- 9) SOLE DISPOSITIVE POWER EACH REPORTING - 0 - -------------------------------------------- 10) SHARED DISPOSITIVE POWER PERSON WITH 1,752,754* -------------------------------------------- - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,752,754* - -------------------------------------------------------------------------------- 12) CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) - -------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.3% - -------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON (See Instructions) CO - -------------------------------------------------------------------------------- * Includes 452,754 shares of Common Stock that the Reporting Person has a right to acquire upon conversion of $10,350,000 of Convertible Subordinated Notes due 2003 (the "Notes") of the Issuer at an assumed conversion price of $22.86 per share. - -------------------------------------------------------------------------------- CUSIP NO. 676255 10 2 13D Page 4 of 14 Pages - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only) THE CAYZER TRUST COMPANY LIMITED - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) (b) - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) SOURCE OF FUNDS (See Instructions) NOT APPLICABLE - -------------------------------------------------------------------------------- 5) CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) - -------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION ENGLAND - -------------------------------------------------------------------------------- 7) SOLE VOTING POWER NUMBER OF - 0 - -------------------------------------------- SHARES 8) SHARED VOTING POWER BENEFICIALLY 1,752,754* -------------------------------------------- OWNED BY 9) SOLE DISPOSITIVE POWER EACH - 0 - -------------------------------------------- REPORTING 10) SHARED DISPOSITIVE POWER PERSON 1,752,754* WITH -------------------------------------------- - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,752,754* - -------------------------------------------------------------------------------- 12) CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) - -------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 8.3% - -------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON (See Instructions) CO - -------------------------------------------------------------------------------- * Includes 452,754 shares of Common Stock that the Reporting Person has a right to acquire upon conversion of $10,350,000 of Convertible Subordinated Notes due 2003 (the "Notes") of the Issuer at an assumed conversion price of $22.86 per share. - -------------------------------------------------------------------------------- CUSIP NO. 676255 10 2 13D Page 5 of 14 Pages - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only) Sterling Industries PLC - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) (b) - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) SOURCE OF FUNDS (See Instructions) Not applicable - -------------------------------------------------------------------------------- 5) CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) - -------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION England - -------------------------------------------------------------------------------- 7) SOLE VOTING POWER NUMBER OF - 0 - -------------------------------------------- SHARES 8) SHARED VOTING POWER BENEFICIALLY - 0 - -------------------------------------------- OWNED BY 9) SOLE DISPOSITIVE POWER EACH - 0 - -------------------------------------------- REPORTING 10) SHARED DISPOSITIVE POWER PERSON - 0 - -------------------------------------------- WITH - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON - 0 - - -------------------------------------------------------------------------------- 12) CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) - -------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0% - -------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON (See Instructions) CO - -------------------------------------------------------------------------------- SCHEDULE 13D UNDER THE SECURITIES AND EXCHANGE COMMISSION ACT OF 1934 Introduction As of March 31, 2000, Sterling (as defined below) is no longer an indirect beneficial owner of the Common Stock of the Issuer (as defined below) given that it has no direct voting shareholdings of Caledonia (as defined below). ITEM 1. SECURITY AND ISSUER This Statement relates to the common stock ($.01 par value) ("Common Stock") of Offshore Logistics, Inc. (the "Issuer"). The principal executive offices of the Issuer are located at 224 Rue de Jean, Lafayette, LA 70508. ITEM 2. IDENTITY AND BACKGROUND The persons filing this Statement (the "Reporting Persons"), the persons enumerated in Instruction C of Schedule 13D (the "Additional Persons") and, where applicable, their respective places of organization, directors, executive officers and controlling persons, and the information in respect of such persons, are as follows: (A) This Statement is filed by (i) Caledonia Industrial & Services Limited ("CIS"), as the direct beneficial owner of the Common Stock previously referenced on pages 2 through 5; (ii) Caledonia Investments plc ("Caledonia") as an indirect beneficial owner of this Common Stock given that Caledonia is the holder of all of the outstanding capital stock of CIS; (iii) The Cayzer Trust Company Limited ("Cayzer Trust") as an indirect beneficial owner of this Common Stock given that its direct holdings of the securities of Caledonia represent indirect holdings of the stock of CIS; and (iv) Sterling Industries PLC ("Sterling") which, as of March 31, 2000, is no longer an indirect beneficial owner of this Common Stock given that it has no direct voting holdings of Caledonia (collectively all these entities are the "Reporting Persons"). CIS is the direct beneficial holder of approximately 8.3% of the outstanding Common Stock of the Issuer. Caledonia is the holder of all of the outstanding capital stock of CIS. Cayzer Trust is the holder of 34.41% of the outstanding common stock of Caledonia. Cayzer Trust may be deemed to control Caledonia and, hence, CIS. Cayzer Trust disclaims beneficial ownership of Caledonia or CIS. As of March 31, 2000, Sterling ceased to be a beneficial owner of Common Stock of the Issuer. Sterling has no direct holdings of the voting securities of Caledonia by virtue of a public takeover offer initiated by Caledonia to acquire all of the shares of Sterling not owned already directly by Caledonia, following which all common stock of Caledonia owned by Sterling was redesignated as deferred non-voting shares. As a result, Sterling may not be deemed as controlling or holding, indirectly or directly, on its own or in combination with any other entity, Caledonia or CIS. (B) The principal business address of each Reporting Person (other than Sterling) is Cayzer House, 1 Thomas More Street, London, England E1 9LE. The principal business address of Sterling is Sterling House, Crewkerne, Somerset, England TA18 8LL. The addresses of the officers and directors of the Reporting Persons are set forth on Schedule A hereto and are incorporated herein by reference. CIS is an investment holding company. Caledonia is a diversified trading and investment company. Cayzer Trust is an investment holding company. Sterling is an engineering company. (C) Certain additional information about the officers and directors of the Reporting Persons is set forth on Schedule A hereto and is incorporated herein by reference. (D) During the last five years, neither any Reporting Person nor any Additional Persons, according to any of the Reporting Person's knowledge, have been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (E) During the last five years, neither any Reporting Person, nor any of the Additional Persons, according to any of the Reporting Person's knowledge, have been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree, or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (F) Each Reporting Person is a corporation organized under the laws of England. Each of the Additional Persons is a citizen of The United Kingdom. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Not applicable. ITEM 4. PURPOSE OF TRANSACTION Not applicable. ITEM 5. INTEREST IN SECURITIES OF ISSUER (A) CIS is the direct beneficial owner of 1,752,754 shares of Common Stock of the Issuer. This amount includes a right to acquire 452,754 shares of Common Stock upon conversion of $10,350,000 of Convertible Subordinated Notes due 2003 of the Issuer at an assumed conversion price of $22.86 per share. This holding represents approximately 8.3% of the total of 21,105,921 shares of Common Stock currently outstanding according to the Issuer's report on Form 10-Q Filed on August 14, 2000 ("Issuer 10-Q"). By virtue of the relationships described in Item 2, Caledonia and Cayzer Trust may be deemed to share indirect beneficial ownership of the shares of Common Stock owned directly by CIS. Cayzer Trust disclaims all such beneficial ownership. As described in Item 2, Sterling is not a direct or indirect beneficial owner of shares of Common Stock of the Issuer. (B) CIS has the power to vote or direct the vote, and dispose or direct the disposal of the shares of Common Stock of the Issuer. (C) There have been no transactions in shares of Common Stock by any Reporting Person. (D) CIS has the right to receive and the power to direct receipt of dividends from the shares of Common Stock of the Issuer that it holds. (E) On March 31, 2000, Sterling ceased to be a beneficial owner of Common Stock of the Issuer. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER None. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS None. SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. October 5, 2000 CALEDONIA INDUSTRIAL & SERVICES LIMITED By: /s/ G. P. Denison ---------------------------------------- Name: G. P. Denison Title: Company Secretary October 5, 2000 CALEDONIA INVESTMENTS PLC By: /s/ G. P. Denison ---------------------------------------- Name: G. P. Denison Title: Company Secretary October 5, 2000 THE CAYZER TRUST COMPANY LIMITED By: /s/ J. I. Mehrtens ---------------------------------------- Name: J. I. Mehrtens Title: Director October 5, 2000 STERLING INDUSTRIES PLC By: /s/ David Kinloch ---------------------------------------- Name: Sir David Kinloch ---------------------------------------- Title: Director Attention. Intentional misstatements or omissions of fact constitute federal criminal violations (see U.S.C. 1001). SCHEDULE A TO SCHEDULE 13D (I) DIRECTORS AND OFFICERS OF CALEDONIA INDUSTRIAL & SERVICES LIMITED
NAME RESIDENCE PRINCIPAL OCCUPATION CITIZENSHIP P. N. Buckley 6 Albert Place Chairman and Chief United Kingdom London Executive, Caledonia W8 5PD, England Investments plc J. H. Cartwright Rectory Meadow Finance Director, United Kingdom Hawthorn Place, Penn Caledonia Investments plc Buckinghamshire HP10 8EH, England Hon. C. W. Cayzer Finstock Manor Executive Director, United Kingdom Finstock Caledonia Investments plc Oxfordshire OX7 3DG, England G. P. Denison 16 Highfield Road Company Secretary, United Kingdom Hertford Caledonia Investments plc Hertfordshire SG13 8BH, England Sir David Kinloch 29 Walpole Street Deputy Chief Executive, United Kingdom London, SW3 4QS Caledonia Investments plc England M. G. Wyatt Pippin Park Deputy Chairman, United Kingdom Lidgate, Newmarket Caledonia Investments plc Suffolk CB8 9PP, England
(II) DIRECTORS AND EXECUTIVE OFFICERS OF CALEDONIA INVESTMENTS PLC
NAME RESIDENCE PRINCIPAL OCCUPATION CITIZENSHIP P.N. Buckley 6 Albert Place Chairman and Chief Executive, United Kingdom London Caledonia Investments plc W8 5PD, England J. Burnett-Stuart Ardmeallie House Retired United Kingdom Huntley Aberdeenshire AB54 5RS, Scotland J. H. Cartwright Rectory Meadow Finance Director, United Kingdom Hawthorn Place, Penn Caledonia Investments plc Buckinghamshire HP10 8EH, England N. K. Cayzer Thriepley House Non Executive Director, United Kingdom Lundie, Dundee Oriel Group plc Scotland Stuart House Queens Gate Britannia Road Waltham Cross Hertfordshire, EN8 7TF England Hon. C. W. Cayzer Finstock Manor Executive Director, United Kingdom Finstock Caledonia Investments plc Oxfordshire OX7 3DG, England G. P. Denison 16 Highfield Road Company Secretary, United Kingdom Hertford Caledonia Investments plc Hertfordshire SG13 8BH, England Sir David Kinloch 29 Walpole Street Deputy Chief Executive, United Kingdom London, SW3 4QS Caledonia Investments plc England
NAME RESIDENCE PRINCIPAL OCCUPATION CITIZENSHIP J. R. H. Loudon Olantigh Finance Director, United Kingdom Wye Blue Circle Industries PLC Ashford 84 Eccleston Square Kent, England London, SW 1V 1PX TN25 5EW England M. G. Wyatt Pippin Park Deputy Chairman, United Kingdom Lidgate, Newmarket Caledonia Investments plc Suffolk CB8 9PP, England
(III) DIRECTORS AND EXECUTIVE OFFICERS OF THE CAYZER TRUST COMPANY LIMITED
NAME RESIDENCE PRINCIPAL OCCUPATION CITIZENSHIP P. N. Buckley 6 Albert Place Chairman and Chief Executive, United Kingdom London Caledonia Investments plc W8 5PD, England Hon. C. W. Cayzer Finstock Manor Executive Director, United Kingdom Finstock Caledonia Investments plc Oxfordshire OX7 3DG, England Sir James Cayzer Kinpurnie Castle Landowner United Kingdom Newtyle, Angus Scotland J. I. Mehrtens 51 Oxenden Wood Road Company Secretary, United Kingdom Chelsfield Park The Cayzer Trust Company Orpington, Limited Kent BR6 6HP, England M. G. Wyatt Pippin Park Deputy Chairman, United Kingdom Lidgate, Newmarket Caledonia Investments plc Suffolk CB8 9PP, England P. R. Davies No. 6 Belvedere House, Lawyer United Kingdom Priory Road, Sunningdale, Berkshire SL5 9RH England
(IV) DIRECTORS AND EXECUTIVE OFFICERS OF STERLING INDUSTRIES PLC
NAME RESIDENCE PRINCIPAL OCCUPATION CITIZENSHIP D. Blunn The Barn, Park Farm Finance Director, United Kingdom Marston Magna Somerset Sterling Industries PLC TA22 8AX, England P. N. Buckley 6 Albert Place Chairman and Chief United Kingdom London Executive, Caledonia W8 5PD, England Investments plc H. W. Denman The Penthouse Retired United Kingdom Old Avenue St. Georges Hill Weybridge Surrey, KT13 OQB England D. Diggins Fairgarden Chief Executive, United Kingdom Unity Lane Sterling Industries PLC Misterton, Crewkerne Somerset TA18 5NA England Sir David Kinloch 29 Walpole Street Deputy Chief Executive, United Kingdom London, SW3 4QS Caledonia Investments plc England M. G. Wyatt Pippin Park Deputy Chairman United Kingdom Lidgate, Newmarket Caledonia Investments plc Suffolk CB8 9PP, England W. P. Wyatt 83 Barkston Gardens, Investment Manager, United Kingdom London SW5 0EU Caledonia Investments plc England
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